Preprints
https://doi.org/10.5194/egusphere-2026-615
https://doi.org/10.5194/egusphere-2026-615
11 Feb 2026
 | 11 Feb 2026
Status: this preprint is open for discussion and under review for Atmospheric Chemistry and Physics (ACP).

Investigating Information Transfer in CO2 Flux Inversions: An Analysis of Ensemble Kalman Filter Based on Monte Carlo Simulations

Shidong Fan and Ying Li

Abstract. Top-down atmospheric CO2 inversions are essential for estimating surface carbon fluxes, yet significant inter-system discrepancies highlight an incomplete understanding of how observational information is transferred to flux estimates. This study introduces a diagnostic strategy to explicitly investigate this information transfer, primarily in an Ensemble Kalman Filter (EnKF) system, with a comparative analysis of 4D-Var. Using Monte Carlo simulations, we analyze the spatial and temporal correlation patterns between CO2 concentrations and fluxes, which play a crucial role in the inversion process by tracing information flow via the influence matrix. Our results reveal that these correlation scales are dictated by the autocorrelation structures of the fluxes themselves. We identify a resonance-like effect wherein correlated fluxes amplify concentration-flux correlations, while uncorrelated fluxes suppress them. The absence of this suppression for prescribed fluxes (e.g., anthropogenic emissions) can cause systematic signal misattribution. We further demonstrate that 4D-Var relies also heavily on flux autocorrelations due to its cost function’s localized gradient. In both methods, the prior’s critical role is mediated through the transitivity of strong autocorrelations. This process-oriented perspective offers mechanistic insights for reconciling inversion results, optimizing observing networks, and strengthening carbon budget assessments.

Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims made in the text, published maps, institutional affiliations, or any other geographical representation in this paper. While Copernicus Publications makes every effort to include appropriate place names, the final responsibility lies with the authors. Views expressed in the text are those of the authors and do not necessarily reflect the views of the publisher.
Share
Shidong Fan and Ying Li

Status: open (until 25 Mar 2026)

Comment types: AC – author | RC – referee | CC – community | EC – editor | CEC – chief editor | : Report abuse
Shidong Fan and Ying Li
Shidong Fan and Ying Li
Metrics will be available soon.
Latest update: 11 Feb 2026
Download
Short summary
Atmospheric CO2 inversions infer surface fluxes from concentration measurements, yet results vary widely across systems. Using ensemble simulations as well as variational theory, this study shows that the assumed spatial and temporal correlations of surface fluxes largely determine how observational information propagates. Transport shapes patterns, but prior correlations control scale and strength, explaining signal amplification, dilution, and flux misattribution.
Share