the Creative Commons Attribution 4.0 License.
the Creative Commons Attribution 4.0 License.
A new approach for joint assimilation of cosmic-ray neutron soil moisture and groundwater level data into an integrated terrestrial model
Abstract. Uncertainties in hydrological simulations can be quantified and reduced through data assimilation (DA). This study explores strategies for assimilating soil moisture (SM) data from Cosmic-Ray Neutron Sensors (CRNS) and groundwater level (GWL) data into the Terrestrial System Modeling Platform (TSMP), which integrates both land surface and subsurface processes. DA experiments incorporating both state and parameter estimation were performed using the localized Ensemble Kalman Filter (LEnKF) within a representative catchment in Germany over the period 2016 to 2018, with cross-validation conducted on non-overlapping years. Univariate assimilation of SM reduced the unbiased root mean square error (ubRMSE) by approximately 50 %, while univariate assimilation of GWL achieved up to a 70 % reduction in ubRMSE at assimilation sites. Improvements in GWL estimates extended up to 5 km from the assimilation points, with ubRMSE reductions ranging between 2 % and 50 %. However, assimilating GWL independently had a negative effect on SM representation, and similarly, assimilating SM alone degraded GWL predictions. To address these issues, a novel multivariate DA framework was developed, enabling SM and GWL to be assimilated independently through separate modules. Groundwater data were used to constrain the water table position, thereby improving the estimation of the boundary between unsaturated and saturated zones and allowing updates to hydraulic conditions within the saturated zone. Meanwhile, SM data improved the representation of hydrological processes in the unsaturated zone. The multivariate assimilation approach resulted in comparable improvements in GWL, SM, and evapotranspiration (ET) at the assimilation sites. Moreover, including parameter estimation alongside state updating further reduced the ubRMSE by up to 17 %.
Competing interests: One of the authors (Harrie-Jan Hendricks Franssen ) is a member of the editorial board of this journal. The authors have no other competing interests to declare.
Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims made in the text, published maps, institutional affiliations, or any other geographical representation in this preprint. The responsibility to include appropriate place names lies with the authors.- Preprint
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Status: open (until 22 Jul 2025)
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CC1: 'Comment on egusphere-2025-2124', Nima Zafarmomen, 13 Jun 2025
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This is a carefully done study and the findings are of considerable interest. And the submission is worth of publication. Following are some minor comments:
- The paper presents a novel multivariate data assimilation (DA) framework for integrating cosmic-ray neutron sensor (CRNS) soil moisture (SM) and groundwater level (GWL) data into the Terrestrial System Modeling Platform (TSMP). The approach is innovative in its use of a weakly coupled DA scheme to independently update saturated and unsaturated zones, addressing limitations of fully coupled DA systems. However, the manuscript could strengthen its claim of novelty by explicitly comparing the proposed method to existing multivariate DA frameworks in other coupled models (e.g., CATHY, Flux-PIHM, MIKE-SHE, and SWAT-MODLFOW) beyond the brief mentions in the introduction and discussion. For example, "Assimilation of Sentinel-Based Leaf Area Index for Modeling Surface-Ground Water Interactions in Irrigation Districts" used the integrated model fully coupled DA systems and you can cite it to make a stronge fundation for you research. Moreover, the introduction effectively highlights the importance of SM and GWL in terrestrial hydrology and the role of DA in reducing model uncertainties. However, it could better contextualize the study by discussing recent advancements in CRNS technology and its adoption in DA frameworks. For instance, referencing studies like Bogena et al. (2022) or Schrön et al. (2017) earlier in the introduction would clarify why CRNS is a superior choice compared to traditional in-situ or RS-based SM data.
- he description of the Rur catchment and data sources (Section 2.1 and 2.3) is thorough, but the rationale for selecting specific CRNS sites and GWL wells is not fully explained. For example, why were only 78 out of 616 wells used for DA, and how was the median GWL selection criterion determined? A brief justification of these choices would enhance transparency.
- The results section provides a comprehensive analysis of ubRMSE, RMSE, and correlation coefficients across multiple experiments. However, the focus on ubRMSE as the primary metric is not fully justified. While ubRMSE accounts for bias, a discussion of why it is prioritized over RMSE or other metrics (e.g., mean absolute error) would clarify its relevance.
- The discussion compares the proposed method to Hung et al. (2022) and Zhang et al. (2016), but it could be expanded to include other multivariate DA studies (e.g., Botto et al., 2018; Shi et al., 2015) to highlight how the weakly coupled approach addresses their limitations. For instance, how does the proposed method mitigate the issue of spurious correlations noted in Zhang et al. (2016)?
- Terms like “weakly coupled DA” and “fully coupled DA” are used consistently but may confuse readers unfamiliar with DA jargon.
Citation: https://doi.org/10.5194/egusphere-2025-2124-CC1
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