Preprints
https://doi.org/10.5194/egusphere-2024-1588
https://doi.org/10.5194/egusphere-2024-1588
05 Jun 2024
 | 05 Jun 2024

Adaptive Behavior of Over a Million Individual Farmers Under Consecutive Droughts: A Large-Scale Agent-Based Modeling Analysis in the Bhima Basin, India

Maurice W. M. L. Kalthof, Jens de Bruijn, Hans de Moel, Heidi Kreibich, and Jeroen C. J. H. Aerts

Abstract. Consecutive droughts, becoming more likely, produce impacts beyond the sum of individual events by altering catchment hydrology and influencing farmers' adaptive responses. We use GEB, a coupled agent-based hydrological model, and expand it with the Subjective Expected Utility Theory (SEUT) to realistically simulate farmer behavior and subsequent hydrological interactions. We apply GEB to analyze the adaptive responses of ±1.4 million heterogeneous farmers in India's Bhima basin over consecutive droughts and compare scenarios with and without adaptation. In adaptive scenarios, farmers can either do nothing, switch crops, or dig wells, based on each action’s expected utility. Our analysis examines how these adaptations affect profits, yields, and groundwater levels, considering, e.g., farm size, risk aversion and drought perception. Results indicate that farmers’ adaptive responses can decrease drought vulnerability and impact after one drought (x6 yield loss reduction), but increase it over consecutive due to switching to water-intensive crops and homogeneous cultivation (+15 % income drop). Moreover, adaptive patterns, vulnerability, and impacts vary spatiotemporally and between individuals. Lastly, ecological and social shocks can coincide to plummet farmer incomes. We recommend alternative or additional adaptations to wells to mitigate drought impact and emphasize the importance of coupled socio-hydrological ABMs for risk analysis or policy testing.

Competing interests: At least one of the (co-)authors is a member of the editorial board of Natural Hazards and Earth System Sciences. The peer-review process was guided by an independent editor, and the authors also have no other competing interests to declare.

Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims made in the text, published maps, institutional affiliations, or any other geographical representation in this preprint. The responsibility to include appropriate place names lies with the authors.
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Journal article(s) based on this preprint

06 Mar 2025
Adaptive behavior of farmers under consecutive droughts results in more vulnerable farmers: a large-scale agent-based modeling analysis in the Bhima basin, India
Maurice W. M. L. Kalthof, Jens de Bruijn, Hans de Moel, Heidi Kreibich, and Jeroen C. J. H. Aerts
Nat. Hazards Earth Syst. Sci., 25, 1013–1035, https://doi.org/10.5194/nhess-25-1013-2025,https://doi.org/10.5194/nhess-25-1013-2025, 2025
Short summary
Maurice W. M. L. Kalthof, Jens de Bruijn, Hans de Moel, Heidi Kreibich, and Jeroen C. J. H. Aerts

Interactive discussion

Status: closed

Comment types: AC – author | RC – referee | CC – community | EC – editor | CEC – chief editor | : Report abuse
  • RC1: 'Comment on egusphere-2024-1588', Anonymous Referee #1, 09 Jul 2024
    • AC1: 'Reply on RC1', Maurice Kalthof, 12 Aug 2024
    • AC2: 'Reply on RC1 -- ODD+D Protocol', Maurice Kalthof, 12 Aug 2024
  • RC2: 'Comment on egusphere-2024-1588', Anonymous Referee #2, 14 Aug 2024
    • AC3: 'Reply on RC2', Maurice Kalthof, 02 Sep 2024

Interactive discussion

Status: closed

Comment types: AC – author | RC – referee | CC – community | EC – editor | CEC – chief editor | : Report abuse
  • RC1: 'Comment on egusphere-2024-1588', Anonymous Referee #1, 09 Jul 2024
    • AC1: 'Reply on RC1', Maurice Kalthof, 12 Aug 2024
    • AC2: 'Reply on RC1 -- ODD+D Protocol', Maurice Kalthof, 12 Aug 2024
  • RC2: 'Comment on egusphere-2024-1588', Anonymous Referee #2, 14 Aug 2024
    • AC3: 'Reply on RC2', Maurice Kalthof, 02 Sep 2024

Peer review completion

AR: Author's response | RR: Referee report | ED: Editor decision | EF: Editorial file upload
ED: Reconsider after major revisions (further review by editor and referees) (17 Sep 2024) by Robert Sakic Trogrlic
AR by Maurice Kalthof on behalf of the Authors (20 Sep 2024)  Author's response   Author's tracked changes   Manuscript 
ED: Referee Nomination & Report Request started (07 Oct 2024) by Robert Sakic Trogrlic
RR by Anonymous Referee #1 (10 Oct 2024)
RR by Anonymous Referee #2 (11 Nov 2024)
ED: Publish subject to minor revisions (review by editor) (18 Nov 2024) by Robert Sakic Trogrlic
AR by Maurice Kalthof on behalf of the Authors (27 Nov 2024)  Author's response   Author's tracked changes   Manuscript 
ED: Publish as is (06 Dec 2024) by Robert Sakic Trogrlic
ED: Publish subject to technical corrections (12 Dec 2024) by Kai Schröter (Executive editor)
AR by Maurice Kalthof on behalf of the Authors (16 Dec 2024)  Manuscript 

Journal article(s) based on this preprint

06 Mar 2025
Adaptive behavior of farmers under consecutive droughts results in more vulnerable farmers: a large-scale agent-based modeling analysis in the Bhima basin, India
Maurice W. M. L. Kalthof, Jens de Bruijn, Hans de Moel, Heidi Kreibich, and Jeroen C. J. H. Aerts
Nat. Hazards Earth Syst. Sci., 25, 1013–1035, https://doi.org/10.5194/nhess-25-1013-2025,https://doi.org/10.5194/nhess-25-1013-2025, 2025
Short summary
Maurice W. M. L. Kalthof, Jens de Bruijn, Hans de Moel, Heidi Kreibich, and Jeroen C. J. H. Aerts

Data sets

Adaptive Behavior of Over a Million Individual Farmers Under Consecutive Droughts: A Large-Scale Agent-Based Modeling Analysis in the Bhima Basin, India [Data set and Code] Maurice W. M. L. Kalthof and Jens de Bruijn https://doi.org/10.5281/zenodo.11071746

Model code and software

Adaptive Behavior of Over a Million Individual Farmers Under Consecutive Droughts: A Large-Scale Agent-Based Modeling Analysis in the Bhima Basin, India [Data set and Code] Maurice W. M. L. Kalthof and Jens de Bruijn https://doi.org/10.5281/zenodo.11071746

Maurice W. M. L. Kalthof, Jens de Bruijn, Hans de Moel, Heidi Kreibich, and Jeroen C. J. H. Aerts

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Short summary
Our study explores how farmers in India's Bhima basin respond to consecutive droughts. We simulated all farmers' individual choices—like changing crops or digging wells—and their effects on profits, yields, and water resources. Results show these adaptations, while improving incomes, ultimately increase drought vulnerability and damages. Such insights emphasize the need for alternative adaptations and highlight the value of socio-hydrology models in shaping policies to lessen drought impacts.
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