Large droughts are not large small droughts: hydro-meteorological drought generation processes vary with streamflow drought size in the Alpine region
Abstract. Streamflow droughts can be caused by a range of processes which can show strong heterogeneity from basin to basin. In contrast to local droughts, spatially extensive droughts seem to have more spatially homogeneous driving processes. However, the underlying mechanisms that cause this difference in the generation processes of small vs. large droughts are not well understood. This study presents an observation-based analysis that bridges this scale gap between large and small streamflow droughts. We assess how drought generation processes vary with drought size by classifying droughts into different types using streamflow drought observations and different hydro-meteorological variables. We find that: (1) most large drought events are characterized by one or two drought types even in hydro-climatically complex regions such as the Alps; (2) each drought type has its own spatial footprint and only specific drought types can lead to large droughts; and (3) in recent years, large droughts have increasingly been characterized by a mix of drought types. Our results highlight that the most common drought type in a catchment might not always lead to large droughts, which can be important for water management.
Competing interests: Manuela Brunner is an editor with HESS. The authors declare no further competing interests.
Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims made in the text, published maps, institutional affiliations, or any other geographical representation in this paper. While Copernicus Publications makes every effort to include appropriate place names, the final responsibility lies with the authors. Views expressed in the text are those of the authors and do not necessarily reflect the views of the publisher.
This manuscript presents a valuable, observation-based framework for understanding how hydro-meteorological drought generation processes differ between localized and spatially extensive streamflow droughts in the Alpine region. While the adaptation of a qualitative drought typology into an automated classification scheme is a strong conceptual step, the study's broader conclusions are weakened by some methodological limitations. Specifically, the requirement for absolute temporal synchrony to define large drought events mathematically penalizes natural river routing and upstream-downstream lag times, likely skewing the identified spatial footprints of certain drought types. Also, the reliance on a static historical baseline without addressing climate non-stationarity, and with the omission of intermediate land surface states—such as root zone soil moisture, which is critical for accurately representing plant-accessible water—limits the classification scheme's physical depth. I see addressing these constraints as necessary before these findings can be robustly integrated into a regional Drought Early warning system. The following are more specific comments:
- The manuscript defines streamflow droughts using a 20th-percentile threshold applied to a 30-day smoothed time series calculated over the 1970–2017 period. While the authors cite precedent for this approach, they need to explicitly explain why the 20th percentile is the appropriate physical baseline for this specific hydroclimate. Furthermore, applying a static baseline across 48 years of rapid Alpine warming assumes a stationary climate, which could significantly skew the decadal trend analysis presented in Figure 6.
- The automated classification categorizes droughts based strictly on preceding rainfall or snowmelt deficits. This completely bypasses terrestrial moisture buffering. Evaluating root zone soil moisture is critical in this context, as it represents the plant-accessible water stored in the root zone and serves as a highly accurate stock-based indicator for analyzing water availability. Omitting this intermediate storage metric forces complex, temperature-driven events into an overly broad rainfall deficit category.
-Â A large drought is defined as an event where at least 50% of the catchments are simultaneously under drought. Because the dataset explicitly over-represents low-elevation catchments, and rainfall deficit droughts are most common in these lower northern regions, the 50% metric mathematically favors rainfall deficits. The authors should quantify this spatial bias against the true topographic distribution of the Alps.
- The authors frame the study relevance around recent severe European droughts, specifically noting the 2018 and 2022 events in the introduction. However, the dataset ends in 2017, omitting the most significant compound droughts of the modern era and weakening the claims about recent trend shifts.
- Under the event perspective, the authors define a large drought using a daily time series to identify a time interval when at least 50% of catchments in the domain are under drought simultaneously. This strict requirement for catchments to be in drought at the same time mathematically favors spatially homogeneous meteorological anomalies, like rainfall deficits, which can affect large regions simultaneously. On the other hand, requiring absolute simultaneous occurrence penalizes drought types that propagate via upstream-downstream connections in the river network. As the authors note, regional and elevation-dependent temperature differences and sub-surface processes can delay the transmission of the drought signal to the river, causing relative time shifts between catchments and asynchrony in drought onset. Because of these time shifts, a snowmelt deficit drought might affect a large number of catchments over its total duration but fail to affect 50% of them simultaneously on a single day. Consequently, the conclusion that snowmelt deficit droughts generally remain small in extent may simply be a methodological artifact of the event perspective penalizing natural asynchrony, rather than an accurate reflection of their total spatial footprint.Â