Preprints
https://doi.org/10.5194/egusphere-2026-3207
https://doi.org/10.5194/egusphere-2026-3207
22 Jul 2026
 | 22 Jul 2026
Status: this preprint is open for discussion and under review for Hydrology and Earth System Sciences (HESS).

Deep Learning-Augmented Soil Moisture Data Assimilation under Temporally Sparse and Irregular Observations: A Case Study over the Tibetan Plateau

Yajie Zhu, Jinliang Hou, Chunlin Huang, Weizhen Wang, Ying Zhang, and Yuanhong You

Abstract. Soil moisture (SM) data assimilation is often challenged by temporally sparse and irregular observations, particularly in data-scarce regions such as the Tibetan Plateau, where observational gaps and uneven sampling frequencies can substantially degrade assimilation performance. Conventional approaches, including the ensemble Kalman filter (EnKF), require repeated covariance estimation and matrix inversion, leading to considerable computational cost and reduced effectiveness under intermittent observation conditions. To address these limitations, we develop a deep learning-augmented SM data assimilation framework that explicitly accounts for temporal irregularity while improving computational efficiency. The framework consists of two complementary components. First, a fully connected neural network (FCNN) is trained to emulate the nonlinear analysis-update process of EnKF, thereby reducing computational overhead by avoiding explicit covariance calculations. Second, a gated recurrent unit with decay mechanism (GRU-D) is introduced to capture temporal dependencies from irregularly sampled observations through explicit incorporation of elapsed-time information. The framework is evaluated using observations from eight sites across the Tibetan Plateau. Results show that the proposed approach consistently outperforms the conventional EnKF under sparse and irregular observation scenarios. Across all sites, the framework reduces RMSE by more than 60 % and increases correlation coefficients by over 80 % relative to EnKF, while reducing computational time by more than 30 %. The largest improvements are observed under highly irregular observation conditions, demonstrating the importance of explicitly accounting for temporal sparsity in data assimilation. These findings highlight the potential of deep learning to enhance both the robustness and efficiency of soil moisture data assimilation and provide a practical solution for hydrological state estimation in observation-limited environments.

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Yajie Zhu, Jinliang Hou, Chunlin Huang, Weizhen Wang, Ying Zhang, and Yuanhong You

Status: open (until 02 Sep 2026)

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Yajie Zhu, Jinliang Hou, Chunlin Huang, Weizhen Wang, Ying Zhang, and Yuanhong You
Yajie Zhu, Jinliang Hou, Chunlin Huang, Weizhen Wang, Ying Zhang, and Yuanhong You
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Short summary
Soil moisture data assimilation is limited by sparse irregular observations and high cost of ensemble Kalman filter methods. We develop a deep learning–augmented framework that learns the ensemble update and handles temporal gaps. Tests at eight Tibetan Plateau sites show improved accuracy and lower cost, demonstrating the potential of deep learning for efficient soil moisture estimation in data-limited environments.
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