Preprints
https://doi.org/10.5281/zenodo.20374157
https://doi.org/10.5281/zenodo.20374157
11 Jun 2026
 | 11 Jun 2026
Status: this preprint is open for discussion and under review for Atmospheric Chemistry and Physics (ACP).

Process-based constraints are not sufficient: evaluating their role in combination with state variable-based constraints on aerosol–cloud radiative forcing

Kunal Ghosh, Leighton A. Regayre, Léa Prévost, and Ken S. Carslaw

Abstract. Atmospheric aerosols and their interactions with clouds remain one of the largest sources of uncertainty in estimates of effective radiative forcing from aerosol–cloud interactions (ΔFaci). While perturbed parameter ensembles (PPEs) have been used to explore and constrain this uncertainty using observed state variables, recent work has proposed process-based constraints, such as the slope of the relationship between cloud droplet number concentration (Nd) and liquid water path (L), as potentially more informative indicators. Here we evaluate the effectiveness of the Nd–L slope as a process-based constraint using the UKESM1 model across three climatically distinct marine regions, and compare it with a previously established state variable-based constraint. The slope primarily constrains uncertainty associated with physical atmosphere parameters, while state-based observations constrain aerosol emissions and processes. However, the slope constraint alone produces only small reductions in Nd, L, and ΔFaci uncertainty. Combining the slope and state-based observations further constrains ΔFaci beyond the state-based constraint alone (up to an additional 36 % reduction in uncertainty). However, the combined constraint appears to rely on compensating parameter effects, highlighting structural limitations in the model representation of aerosol–cloud interactions. Our results show that process-based constraints provide complementary information to state-variable constraints, but cannot be used in isolation to meaningfully constrain ΔFaci. Specifically, combining process-based and state-variable constraints reveals structural deficiencies in current climate models, indicating that reducing uncertainty in ΔFaci ultimately requires improved representation of aerosol–cloud coupling.

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Kunal Ghosh, Leighton A. Regayre, Léa Prévost, and Ken S. Carslaw

Status: open (until 23 Jul 2026)

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Kunal Ghosh, Leighton A. Regayre, Léa Prévost, and Ken S. Carslaw

Data sets

Dataset for manuscript "Process-based constraints are not sufficient: evaluating their role in combination with state variable-based constraints on aerosol–cloud radiative forcing" Kunal Ghosh https://doi.org/10.5281/zenodo.19923874

Kunal Ghosh, Leighton A. Regayre, Léa Prévost, and Ken S. Carslaw
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Short summary
Tiny airborne particles affect climate by changing clouds, but this remains hard to predict. We tested whether an observed link between cloud droplet number and cloud water can reduce uncertainty in climate-model estimates. Using many versions of a climate model, we found that this link gives useful clues about cloud processes but cannot constrain aerosol–cloud climate effects on its own. Combining it with other observations helps, but also reveals weaknesses in how models represent clouds.
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