Comparing Flood Forecasting and Early Warning Systems in Transboundary River Basins

Busker, Tim; Rodriguez Castro, Daniela; Vorogushyn, Sergiy; Kwadijk, Jaap; Zoccatelli, Davide; Loureiro, Rafaella; Murdock, Heather J.; Pfister, Laurent; Dewals, Benjamin; Slager, Kymo; Thieken, Annegret H.; Verkade, Jan; Willems, Patrick; Aerts, Jeroen C. J. H.

doi:https://doi.org/10.5194/egusphere-2025-828

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https://doi.org/10.5194/egusphere-2025-828

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14 Mar 2025

| 14 Mar 2025

Status: this preprint is open for discussion and under review for Natural Hazards and Earth System Sciences (NHESS).

Comparing Flood Forecasting and Early Warning Systems in Transboundary River Basins

Tim Busker, Daniela Rodriguez Castro, Sergiy Vorogushyn, Jaap Kwadijk, Davide Zoccatelli, Rafaella Loureiro, Heather J. Murdock, Laurent Pfister, Benjamin Dewals, Kymo Slager, Annegret H. Thieken, Jan Verkade, Patrick Willems, and Jeroen C. J. H. Aerts

Abstract. This study compares operational Flood Forecasting and Early Warning Systems (FFEWSs) in transboundary river basins in Northwestern Europe, covering parts of Luxembourg, Germany, the Netherlands and Belgium. This region was hit by an extreme flood event in 2021 with over 200 fatalities. Due to the high death toll, FFEWSs were heavily criticized in the aftermath. Expert interviews from the region revealed strong improvements of the FFEWSs after this flood event in all countries. All regions have invested in probabilistic flood forecasting systems, and all countries now use mobile phone-based alerts. Strong differences in flood warning levels and color codes exist across and within the countries. In response to the 2021 flood, some regions have introduced an additional purple warning level. The interviews also revealed that the uptake of operational impact-based forecasts remains challenging, while these are crucial for translating hydrological forecasts to effective actions. For example, interviewees highlighted the need for operational flood inundation forecasts. However, Flanders is the only region where such forecasts are provided. It is recommended to enhance forecasts with impact-based information, including inundation maps delineating the people and objects at risk. This can improve the early actions taken by first responders and the affected people.

Received: 21 Feb 2025 – Discussion started: 14 Mar 2025

Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims made in the text, published maps, institutional affiliations, or any other geographical representation in this paper. While Copernicus Publications makes every effort to include appropriate place names, the final responsibility lies with the authors. Views expressed in the text are those of the authors and do not necessarily reflect the views of the publisher.

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RC1:
'Comment on egusphere-2025-828', Anonymous Referee #1, 17 May 2025 reply
Summary and general comments
This study reviews the status of Flood Forecasting and Early Warning Systems (FFEWSs) in transboundary river basins in the Northwestern Europe Countries that were hit by the July 2021 flood (Germany, Luxembourg, Belgium, and The Netherlands). Following the deadly and costly flood event of 2021, such analyses are essential for improving flood risk management and early warning systems chains, and to foster increased regional cooperation in transboundary river basins.
The study uses semi-structured expert interviews and literature review to analyze and compare FFEWS characteristics in the different countries, including forecast types, warning levels, communication protocols, emergency response plans and institutional coordination. Expert interviews from the region reveal that all systems are under a significant and rapid development after the 2021 flood event, which brought attention to some limitations of the FFEWS at the time. The main findings include the identification of key differences between countries and challenges, especially around harmonization and impact-based forecasting, which is still underused in the region, as only Flanders has operational inundation forecasts. Moreover, the authors find a lack of harmonization in protocols and inconsistencies in warning levels and communication protocols, which hinder cross-border coordination in transboundary river basins.
The paper is well written and contains many interesting details about the FFEWS structure in the four Countries studied, which are of interest for the community and the readers of NHESS.
However, it has some analytical limitations that should be addressed to enhance its clarity (in terms of organization of material and description of methods), rigor (in terms of systematic comparisons), and practical relevance (in terms of enhanced discussion and solid recommendations). In terms of clarity, the organization of the material can be improved as some key information is dispersed and difficult to find (see detailed comments below). A better synthesis should be made to be able to better compare all the key FFEWS characteristics across countries and regions (as further detailed in the comments below). Moreover, the discussion of some developments, limitations and barriers of the current systems should be enhanced, to better connect the analytical review of the FFEWS to the recommendations for their improvement.

Major comments
More efforts towards a systematic classification and synthesis of all the important aspects of the FFEWS should be made: some important pieces of information (like the real time data sharing across countries for both river discharge and reservoirs upstream, or the use of forecast post-processing techniques) are scattered in the text and not always reported for all countries; this makes it difficult to find the same level of information for all countries or get a synthetic view across regions. Given that some information is not included in the summary table (Table 1), for some Countries it is difficult to find all details and unclear whether an information is not reported because it is not applicable (e.g. no provisions for data sharing or no forecast post-processing are made) or whether the information was not available or not retrieved. The authors should summarize and list more clearly all the key descriptive information pieces that are currently scattered in the text and reported only as examples (e.g., L. 545 for data sharing). Possibly, a larger table than the current Table 1 (or additional tables) could make the comparisons of all the interesting aspects clearer, specifying where the information is not available, to facilitate the synthesis and interpretation of all findings.

The review of the FFEWS is presented in an overly descriptive way. More efforts in terms of comparative analysis and discussion should be made to move from a descriptive to a prescriptive analysis as the authors aim to do, providing some good recommendations at the end, which could be enhanced. While the paper documents the current situation in detail, it often lacks critical analysis of why systems differ or what technical or institutional barriers may have shaped them. It also misses an opportunity to theorize and discuss barriers to impact-based forecasting, linking to known problems, e.g. governance fragmentation, models computational cost, lack of high-resolution data, trust, etc. The authors should discuss further why the uptake of operational impact-based forecasts remains so challenging, and what technical or institutional barriers currently limit this. Why is Flanders the only region where such forecasts are provided? If it is for the lack of inundation models with suitable computation time for operational applications? Is it for lack of institutional mandates? Why static flood hazard maps computed off-line and available as catalogues (for selected return periods, as done in EFAS) are not used? Is this known? Some limitations of the available flood maps are mentioned and quite clear (e.g., the large deficiencies of the static flood hazard maps during the 2021 flood and the need for more extreme scenarios, as discussed in Section 4.2), but the barriers for the implementation of the currently available flood maps (e.g. EFAS or other national static flood maps) or the production of more accurate inundation maps (near real-time) are not discussed sufficiently. More in general, more discussion is needed to ensure that the recommendations provided are well motivated by the found patterns and limitations. For example, the definition of the rainfall warning levels can be further discussed, as they are just given as absolute rainfall values without explaining how they were derived and why they differ (e.g. L. 160). Some more elements of analysis of the causes of the described characteristics could help, highlighting why the existing FFEWS have certain characteristics (e.g., how the rainfall thresholds are computed), and if the reasons behind these patterns (e.g. differences in rainfall thresholds) have been clarified or if the information is available at all, which is not always so clear so far. For example, the authors could clarify whether the definition of the rainfall thresholds uses different or same RPs in different countries, and why a specific RP or way of calculating is adopted. This was done better for the fluvial flood thresholds. Moreover, related to the warning levels for pluvial and fluvial floods, the authors could discuss the representativeness of the warning levels with respect to flood impacts, e.g. whether for the 2021 floods, there is any information on whether the areas exceeding the warning levels for both pluvial and fluvial floods matched well observed impacts.

The changes or progress made in the FFEWS after the July 2021 flood event are not clearly summarized and described, as they are scattered in various parts of the paper and difficult to find, e.g. in Section 3, L. 178-179 (“In Germany and Luxembourg, a cell broadcasting system was installed in response to and after the July 2021 flood.”). Moreover, there are hints at recent moves from deterministic to probabilistic forecasts, and a statement about it in the abstract (“All regions have invested in probabilistic flood forecasting systems”), while in the article these changes are not clearly reported, i.e. where and when such changes have been made.

Table 1 only reports that now all countries have probabilistic hydrological forecasts, but it is unclear when these have been established. It might be beneficial for sake of clarity to have an additional table or scheme, listing or summarizing all the recent developments in FFEWS, or including some information about recent changes in the current Figure 3 or Table 1. The information to highlight and summarize should include: (i) when and how the probabilistic FFEWS were developed (from deterministic to probabilistic or increase in ensemble size?), being this one of the key findings, (ii) when the online platforms were improved, (iii) the emergency response plans were updated, (iv) the communication protocols changed, e.g. national-scale phone-based alerts, etc. This information is only hinted at in different parts of the paper.

The methodologies followed for the literature review and for the analysis of the interviews lack sufficient transparency and should be further clarified in Section 2.2 (Approach).

For the literature review, the criteria for the selected articles (literature) inclusion are vague. A structured review approach (e.g., PRISMA or at least the search strings + database used + inclusion logic and filtering criteria) would improve transparency (and reproducibility). The authors should mention more clearly at least the search strings used, as only very general keywords are now reported in a vague way. Also, they should specify how many research articles were found and selected, how the country-specific reports were selected and how many were retrieved.

For the semi-structured interviews, the paper briefly mentions that interviews were done with 13 experts, but lacks essential details on the sampling approach (Who was selected and why? How many were invited?). Also, how were the audio recordings of the interviews synthetized (automatically with AI tools or manually)?

Minor comments
Table 1: the last column could report more clearly whether all those online platforms report publicly available forecasts and information; maybe here or in an additional column of the table, it would be interesting to summarize how the forecasts are presented, i.e. in which format (e.g., graph, map, text, etc.); also, the column heading ‘Primary alerting system’ could be clarified (in the heading or in the caption).

L. 62: a 'missed' forecast is less common in this context, usually this would be referred to as a 'missed' event

L. 70: “inaccuracies in spatio-temporal estimations …” are mentioned, but also intensity biases should be recalled

L. 73: the link between the sentence ‘Numerical weather prediction models have improved greatly in recent decades …’ and the following one, starting with 'For example, the Integrated Forecasting System (IFS) operated by …', is not obvious and clear. It should be improved. Probably here it would be interesting to state when the IFS moved to 51 ensemble members, and why it represented an improvement with respect to previous IFS versions (deterministic or lower-size ensemble).

L. 80: after this sentence (‘Over the last decade, ensemble and probabilistic …’) you can add at least one reference on recent reviews on hydrological ensemble forecasting

L. 84: “Thieken et al. (2023b) showed that around a third of the flood-related fatalities in the …” here it would be relevant for the paper arguments to report how (on which basis) they showed this

L. 110: it would be good to clarify immediately how (on which basis) are these recommendations developed

L. 119: I guess that ‘compromises’ is a typo, and it should be ‘comprises’

L. 126-127: the issue of evacuation orders in July 2021 is specified only for Luxembourg; it is unclear and it would be relevant to specify whether to the authors’ knowledge there were no evacuation orders in the other Countries, as now the reader is left to guess so

L. 141-142: the combinations of these keywords and the search strings should be reported in the text or an Appendix for transparency

L. 142-143: it should be clarified how many reports and how were they retrieved and selected

L. 159: when did Germany add this extra warning level (dark purple) to represent events with immediate danger? It would be interesting to know in the context of the paper, highlighting developments after the 2021 flood event

L. 215: is the data exchange in real- or near real-time?

L. 217: the acronym LAWA could be defined here and mentioned to which organisation it should refer (German Working Group on water issues of the Federal States and the Federal Government)?

L. 247: the sentence seems to suggest that no ‘simulation exercises (SimEx)’ of emergency preparedness exercises are carried out, is there any information on this?

L. 267-268: “...uses different weather models from neighboring countries (ECMWF, DWD, MeteoFrance)”, ECMWF should not be mentioned here alongside National organisations, as it is not from a single neighbouring country, and actually Luxembourg is a Member State of ECMWF, so mentioning ECMWF here like this is confusing

L. 159 and L. 272: this would be an interesting point to clarify: what exactly is the definition of an ‘imminent’ or ‘immediate’ danger, used to define the purple level in Countries where this is used?

L. 345: in the “European EFAS forecasts”, the acronym of EFAS could be reported and the reference to the Copernicus EMS of which EFAS is part

L. 554: here is the first time that upstream reservoirs are mentioned, in terms of data exchange; this point should be expanded a little bit, given its relevance in transboundary river basins

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Citation: https://doi.org/10.5194/egusphere-2025-828-RC1

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Short summary

In July 2021, the Netherlands, Luxembourg, Germany, and Belgium were hit by an extreme flood event with over 200 fatalities. Our study provides, for the first time, critical insights into the operational flood early-warning systems in this entire region. Based on 13 expert interviews, we conclude that the systems strongly improved in all countries. Interviewees stressed the need for operational impact-based forecasts, but emphasized that its operational implementation is challenging.


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